--------------------------------------------------------------------
APNIC Document identity

 Title: APNIC guidelines for IPv6 allocation and assignment
        requests

 Short title:                     ipv6-guidelines
 Document ref:                    APNIC-114
 Version:                         011
 Date of original publication:    2 July 2004
 Date of this version:            xx July 2023
 Review scheduled:                n/a
 Obsoletes:                       apnic-114-010
 Status:                          Draft
 Comments:                        Implements prop-145
---------------------------------------------------------------------



About this document
-------------------
These guidelines are intended to complement the document IPv6 address 
allocation and assignment policy.

http://www.apnic.net/policy/ipv6-address-policy

These guidelines will be updated from time to time, in consultation with 
the Asia Pacific and global Internet communities, to ensure they remain 
appropriate to the current addressing environment.



Table of contents
-----------------

Section 1: Background

1.  Introduction

2.  Scope

3.  Additional guidance

4.  Goals of address space management

5.  Application of guidelines


Section 2:  General guidelines

6.  Definitions

7.  Sparse Delegation Framework
    7.1.  Avoiding Fragmentation

8.  Allocations to LIRs
    8.1.  Initial allocation criteria
          8.1.1.  A plan for 200 assignments
          8.1.2.  Existing LIRs with IPv4 allocations from APNIC or an 
                  NIR
          8.1.3.  Initial allocation larger than /32
          8.1.4.  Expanding allocations received before August 
                  2004
          8.1.5.  Supporting documentation
    8.2.  Subsequent allocation criteria
          8.2.1.  Prior allocations to be used first
          8.2.2.  Special circumstances

9.  Portable assignment criteria
    9.1.  Initial assignments
          9.1.1.  Multihoming assignment
          9.1.2.  Internet Exchange assignment
          9.1.3.  Critical Infrastructure assignment
          9.1.4.  Provider Independent assignment
    9.2.  Subsequent assignments

10. Delegations by LIRs
    10.1. LIR assignments to end sites
          10.1.1. Second opinion request
          10.1.2. Supporting documentation
    10.2. Sub-allocations by LIRs

11. Reverse DNS delegation
    11.1. Reverse DNS delegations in ip6.int and ip6.arpa

12. Registration requirements
    12.1. Updating registration details
    12.2. Registering contact persons



Section 1: Background
------------------------------------------------------------------------


1.  Introduction
----------------

These guidelines are developed within the APNIC community and are 
consistent with the goals and policies applicable to IPv6 address space 
management. They are intended to assist organizations requesting IPv6 
address space only.

Nothing in these guidelines should be considered to replace or modify 
any of the specific policies defined in other APNIC documents.


2.  Scope
---------

This document applies to the management of global unicast IPv6 public 
address space in the Asia Pacific region.

This document does not apply to IPv4, multicast, or unique local IPv6 
unicast addresses, or Autonomous System Numbers. It should be read in 
conjunction with other APNIC documents, particularly APNIC-089: IPv6 
address allocation and assignment policy.

http://www.apnic.net/policy/ipv6-address-policy


3.  Additional guidance
-----------------------

These guidelines are not intended to be exhaustive. Additional guidance 
and examples are available from the help information available for each 
APNIC request form and in FAQs and other information on the APNIC web 
site:

    - Resource guides
      http://www.apnic.net/publications/media-library/documents
      
    - APNIC FAQs
      http://www.apnic.net/faq

    - RFC 3596 DNS Extensions to Support IP Version 6
      http://www.apnic.net/external-pages/rfcs/ietf-rfc-3596
      
    - RFC 6177 IPv6 Address Assignment to End Sites
      http://www.apnic.net/external-pages/rfcs/ietf-rfc-6177


4.  Goals of address space management
-------------------------------------

In this document, all reference to the goals of address space management
refer to the goals described in the IPv6 address allocation and 
assignment policy, namely:

    - uniqueness;
    - registration;
    - aggregation;
    - conservation;
    - fairness; and
    - minimized overhead.


5.  Application of guidelines
-----------------------------

This document is primarily intended to guide ISPs when making 
assignments to their customers or requesting address space from APNIC. 
The issues discussed in this document reflect many of the considerations 
used by APNIC in evaluating requests for initial allocations and 
subsequent allocations.

It is intended that NIRs will either adopt these, or similar, guidelines 
for their own members.


Section 2:  General guidelines
------------------------------------------------------------------------


6.  Definitions
---------------

Terms not defined in this document have the meaning given to them in the APNIC 
Definition Document and Policy Document.

https://www.apnic.net/about-apnic/corporate-documents/documents/corporate/definitions/
https://www.apnic.net/community/policy/resources


7.  Sparse Delegation Framework
-------------------------------

    APNIC delegates blocks of IPv6 address space to resource holders 
    according to a "sparse delegation" algorithm. This delegation 
    process is designed to maximize the growth potential for each 
    delegation by maximizing the distance between them.

    The following illustration shows the order in which a sequence of 
    16 delegations would be made in an available free pool using 
    APNIC's sparse delegation algorithm.

    Sparse Delegation Sequence

     |---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
     1   |   |   |   |   |   |   |   2   |   |   |   |   |   |   |    
         |   |   |   3   |   |   |       |   |   |   4   |   |   |    
         |   5   |       |   6   |       |   7   |       |   8   |    
         9       10      11      12      13      14      15      16


    The sparse delegation algorithm used, selects the starting address 
    for each new delegation by calculating the mid-point between the 
    next two start addresses that are furthest apart in the free pool. 
    The algorithm works from the beginning address of the free pool to 
    the end address before returning to the first available slot at the 
    beginning of the pool.

    The effect is to successively sub-divide each remaining free block 
    in two, the addresses after that point being used for the new 
    delegation and the preceding addresses being left available for 
    subsequent delegation.

    In accordance with APNIC's IPv6 address allocation and assignment 
    policy, where possible, subsequent delegations to the same resource 
    holder are made from an adjacent address block by growing the 
    delegation into the free space remaining, unless disaggregated 
    ranges are requested for multiple discrete networks.

    7.1.  Avoiding Fragmentation

          While the free space between sparse delegations is initially
          very large, the size of available blocks reduces as more
          sub-divisions occur. To minimize this effect, APNIC manages 
          its central pool by making similar sized delegations from a 
          number of sub-pools, with large delegations made from one 
          pool, small delegations made from another, and so on.

          In this way, the high frequency of smaller delegations will 
          not cause sub-divisions of free space available to large 
          address block holders, as they are taken from different 
          sub-pools.

          For more information about the resource ranges managed by 
          APNIC see:

          http://www.apnic.net/resources


8.  Allocations to LIRs
-----------------------

APNIC will allocate IPv6 address space to a network with global or local 
connectivity, provided the network meets the criteria stated in "IPv6 
address allocation and assignment policy".

The following networks are examples of the types of organizations that 
most commonly apply for an IPv6 allocation from APNIC.

This list is not intended to be exhaustive:

    - An organization providing IPv6 connectivity to the global 
      Internet.

    - An organization providing IPv6 connectivity to end sites.

    - An organization providing IPv6 access to shared facilities, 
      storage, computing, or other services.

    - A large organization providing IPv6 connectivity to its own group 
      or subsidiaries.


    8.1.  Initial allocation criteria

          To qualify for an initial allocation of IPv6 address space, an
          organization must meet the criteria stated in section 5.2.1 of
          "IPv6 address allocation and assignment policy". Under d) in
          section 5.2.1, an organization can choose from one of the two
          alternative criteria:

          1. Have a plan for making at least 200 assignments to other 
             organizations within two years, OR

          2. Be an existing LIR with IPv4 allocations from APNIC, or 
             from an NIR, which will make IPv6 assignments or 
             sub-allocations to other organizations and announce the 
             allocations in the inter-domain routing system within two 
             years

          These two alternative criteria are explained in sections 
          8.1.1. and 8.1.2. below.


          8.1.1.  A plan for 200 assignments

                  An organization must provide a plan to make at least
                  200 assignments within two years. However, APNIC
                  regards the existence of the plan as a demonstration
                  of the LIR's readiness to commence IPv6 services and
                  does not assess the feasibility of the plan.

                  For example:

                  An LIR with at least 200 customers currently using
                  IPv4 address space can meet the initial allocation
                  criteria of 200 assignments if it plans to provide
                  them with IPv6 connectivity service within two years.

                  IPv4 sub-allocations made by an LIR to downstream ISPs
                  can be used to justify the corresponding amount of /56
                  assignments.

                  For example:

                  If a CATV provider has 4,000 IP static connection
                  customers in IPv4 and 5% of the customers (200
                  customers) are expected to subscribe to IPv6 services,
                  then this provider will meet the initial allocation
                  criteria of 200 assignments. (A /56 can be assigned to
                  end sites using either static or dynamic addressing).

                  If an LIR assigns a single static IP address in IPv4,
                  the ISP can assign up to a /48 in IPv6. The LIR may
                  also assign a smaller prefix in accordance with
                  recommendations in RFC 6177.


          8.1.2.  LIRs with existing IPv4 allocations from APNIC or an 
                  NIR

                  To qualify under this criterion, an organization must:

                  - Document an existing IPv4 allocation made to it by 
                    APNIC, or an NIR
                  - Commit to making IPv6 assignments and/or 
                    sub-allocations 
                  - Agree to announce the IPv6 allocation in the routing 
                    table within two years

                  Note: Historical IP ranges do not meet the criteria of 
                  being "an existing IPv4 allocation from APNIC, or an 
                  NIR". Historical IP ranges are defined in Section 2.2 
                  of: Policies for historical Internet resources in the 
                  APNIC Whois Database.

                  http://www.apnic.net/policy/historical-resource-policies


          8.1.3.  Initial allocations larger than /32

                  LIRs can use existing IPv4 customers and IPv4 network
                  infrastructure to justify an initial allocation larger 
                  than a /32 by providing documentation on the number of 
                  their existing IPv4 users as well as the extent of 
                  their IPv4 network infrastructure.

                  The HD ratio is used to determine the appropriate size
                  of the IPv6 allocation based on IPv4 customer and
                  infrastructure assignments. For more information, 
                  refer to section 5.2.3 of the "IPv6 address allocation 
                  and assignment policy".

                  http://www.apnic.net/policy/ipv6-address-policy

                  LIRs are likely to be eligible for an initial
                  allocation if they meet both of the following
                  conditions:

                  - They have received an IPv4 allocation as an LIR, or
                    meet the criteria to receive an IPv4 allocation; and

                  - They plan to transfer the existing IPv4
                    infrastructure or customers partly, or wholly, to 
                    IPv6 in two years.

                  LIRs are still requested to provide information on how
                  many /56s they expect to assign within the first two
                  years.


          8.1.4.  Expanding allocations received before August 2004

                  Organizations that received an initial allocation of
                  IPv6 can take advantage of the August 2004 policy
                  permitting initial allocations larger than /32.
 
                  To expand the initial allocation size without needing
                  to meet subsequent allocation criteria, the LIR must
                  have received its initial allocation before 16 August
                  2004 and must meet the initial allocation criteria
                  described in Section 5. of the "IPv6 address 
                  allocation and assignment policy".

                  http://www.apnic.net/policy/ipv6-address-policy

                  For more information, see: prop-021: Expansion of the
                  initial allocation space for existing IPv6 address
                  space holders.

                  http://www.apnic.net/policy/proposals/prop-021


          8.1.5.  Supporting documentation

                  The APNIC IPv6 Allocation Request Form gives LIRs the
                  opportunity to include additional documentation to
                  support the request for an initial IPv6 allocation.

                  Examples of the types of information an LIR can 
                  include in the "Additional information" section of the 
                  form to support the request are:
                  
                  - network diagrams
                  
                  - approximate deployment dates
                  
                  - a brief description of IPv6 deployment method (use 
                    of IPv6 tunneling, dual stack, etc.)
                  
                  - service plans (web hosting, access service, etc.)
                  
                  - network equipment information to demonstrate that 
                    the LIR has a plan to implement IPv6-ready 
                    infrastructure; and
                  
                  - IPv4 infrastructure and/or customer information if
                    the LIR chooses the option of using existing IPv4
                    infrastructure to justify the request (see Section
                    8.1.2.).
                  
                  When requesting an initial allocation from APNIC,
                  network equipment information such as the vendor and
                  model name of an LIR's equipment, is not mandatory;
                  however, if an LIR requests a large pool of address
                  space for CATV or ADSL operations, APNIC may ask for
                  information on the network's equipment.
                  

    8.2.  Subsequent allocation criteria

          8.2.1.  Prior allocations to be used first

                  An LIR is not eligible to receive subsequent 
                  allocations until its current assignments reach a HD 
                  ratio of 0.94 based on /56 assignments.

          8.2.2.  Special circumstances

                  An LIR may request an exception to the HD 0.94 rule 
                  when:

                  - It has a demonstrated need for an assignment that is 
                    larger than the amount of remaining space,

                  - It is announcing its existing IPv6 allocation and 
                    can demonstrate a need or requirement to build 
                    discrete networks,
 
                  - It requires the additional allocation for technical 
                    reasons such as for IPv4 to IPv6 transitional 
                    technologies, or

                  - It can demonstrate other reasons accepted by APNIC 
                    as valid circumstance, or in accord with applicable 
                    policies.


9.  Portable assignment criteria
--------------------------------

Organizations with a previously delegated IPv4 assignment from APNIC are
eligible for an appropriately sized IPv6 block under Section 5.1 of the 
IPv6 address allocation and assignment policy.

Organizations are also able to demonstrate a need for direct assignment 
of IPv6 address blocks under the following conditions.

- Multihoming assignment
- Internet Exchange assignment
- Critical Infrastructure assignment
- Provider Independent assignment

    9.1.  Initial assignments

          APNIC will allocate a minimum of a /48 to organizations that
          meet the following criteria.


          9.1.1.  Multihoming assignment

                  1. To be eligible for an IPv6 assignment under this
                     policy, an organization needs to be, or plan to be,
                     receiving fulltime connectivity from more than one 
                     ISP, and

                  2. have one or more of its routing prefixes announced 
                     by at least two ISPs.


          9.1.2.  Internet Exchange assignment

                  1. An Internet Exchange Point (IX or IXP) is a layer 1 
                     and layer 2-network structure that interconnects 
                     three or more Autonomous Systems (AS) for the 
                     purpose of Internet traffic interchange.

                  2. Addresses delegated under this policy must be used 
                     exclusively to connect participant devices to the 
                     Exchange Point.


          9.1.3.  Critical Infrastructure assignment

                  1. Critical infrastructure assignments are available 
                     only to the actual operators of network 
                     infrastructure that perform the functions 
                     described in the policy.

                  2. Examples of Critical Infrastructure networks are 
                     listed at 5.9.3 of the IPv6 address allocation and 
                     assignment policy.

                  3. The maximum assignment made under these terms is 
                     /32 per operator.

          9.1.4.  Provider Independent assignment

                  Direct assignment of IPv6 addresses is possible where 
                  an organization can demonstrate other reasons accepted 
                  by APNIC as valid circumstance, or in accord with 
                  applicable policies.

                  For example, organizations that can demonstrate;

                  1. the network is statically addressed and of a size 
                     or complexity that make renumbering operationally 
                     impractical, together with evidence that dynamic or 
                     multiple addressing options are either not 
                     available from the relevant ISP or are unsuitable; 
                     or

                  2. that any future renumbering of the relevant network 
                     could potentially interfere with services of a 
                     critical medical or civic nature, or

                  3. other reasons accepted by APNIC as valid 
                     circumstance, or in accord with applicable 
                     policies.

                  Note: A larger address block may be assigned according
                  to demonstrated need. Only one IPv6 address block is
                  to be assigned to an organization upon an initial
                  request; subnets of this block may be assigned by the
                  organization to its different sites if needed.

    9.2.  Subsequent assignments

          Eligibility for subsequent Provider Independent assignments 
          under Section 5.9.4 of the IPv6 address allocation and 
          assignment policy is subject to the following conditions:

          - An address block larger than /48 may be assigned if;
       
            1. the network address plan demonstrates that the need is 
               above a /48 0.94 HD-ratio, or
       
            2. the network plan is for multiple discrete networks. That 
               is, the organization can demonstrate a need or 
               requirement to build discrete networks, and

            3. the organization can demonstrate the use of the previous
               assignment generated the minimum possible number of 
               global routing announcements and the maximum aggregation 
               of that block, and

            4. how the subsequent assignment would be managed to 
               minimize the growth of the global IPv6 routing table.



10. Delegations by LIRs
-----------------------

    10.1. LIR assignments to end sites

          An LIR can assign a /64 to /48 to an end site customer 
          network based on their requirements.

          The following guidelines may be useful:

          - /64 where it is known that only one subnet is required.

          - /56 for small sites where it is expected only a few subnets 
            will be required within the next two years. Subscribers can 
            receive a /56 when connecting through on-demand or 
            always-on connections such as small office and home office 
            enterprises.

          - /48 for larger sites, or if an end site is expected to grow 
            into a large network.

          An LIR must submit a second opinion request to APNIC if it 
          plans to assign more than a /48 to a single end site (see 
          Section 10.1.2 below).

          http://www.apnic.net/second-opinion

          10.1.1. Second opinion request

                  Currently, the global Internet community considers a
                  /48 assignment to be sufficient address space for an
                  end site.

                  Therefore, when an end site requires an assignment
                  larger than /48, or it requires additional /48
                  assignments after the initial assignment, the LIR must
                  first submit a second opinion request.

                  http://www.apnic.net/second-opinion

          10.1.2. Supporting documentation

                  The APNIC Second Opinion Request Form gives LIRs the
                  opportunity to include additional documentation to
                  support the request for an assignment to an end site
                  that is larger than a /48.

                  Examples of the types of information an LIR can
                  include in the Additional information section of the
                  form to support the request are:

                  - Network diagram of an end site 
                  - Network equipment information 
                  - Full details to justify multiple /48 assignments to 
                    an end site (for example, the number of clients (PCs 
                    or other network equipment), or other information 
                    which justify multiple /48 assignments)
                    
    10.2. Sub-allocations by LIRs

          LIRs do not need to submit a second opinion request before
          making sub-allocations to downstream ISPs (please see Section
          8.2 above). However, APNIC encourages LIRs to contact APNIC
          hostmasters for advice if LIRs are unsure how much address
          space to sub-allocate.


11. Reverse DNS delegation
--------------------------

LIRs should maintain reverse DNS delegations for their customers' 
networks. If a network is not specifically associated with an LIR then 
the reverse DNS delegation should be maintained by APNIC. In both IPv4 
and IPv6 networks, it is the LIR's responsibility to delegate or to 
maintain PTR records for its customers' networks.

The size of a reverse DNS delegation by an LIR to an end site will 
usually be a /48, which is the recommended minimum assignment to an end 
site specified in RFC 6177. However, it is possible to delegate a prefix 
longer than /48. Some organizations may delegate such a prefix in their 
internal network.


    11.1. Reverse DNS delegations in ip6.int and ip6.arpa

           As specified in RFC 3596, reverse DNS delegations in the
           ip6.int tree have been deprecated, and APNIC has now removed
           all ip6.int reverse delegations from the APNIC Whois
           Database.

           For more information, see: Reverse DNS delegations resource
           guide

           http://www.apnic.net/dns


12. Registration requirements
-----------------------------

LIRs are responsible for promptly and accurately registering their 
allocations, sub-allocations, and assignments in the APNIC Whois 
Database, as follows:

    - All allocations and sub-allocations must be registered.
    - Assignments for networks equal to or larger than /48 must be 
      registered.
    - Registration of assignments smaller than /48 is optional and may 
      be registered at the discretion of the LIR and the network 
      administrator.

When an LIR makes a sub-allocation to a downstream ISP, the LIR is 
responsible for ensuring that assignments from the sub-allocated range 
are registered in the database; however, the LIR may delegate the 
responsibility to the downstream ISP.

If an LIR registers an assignment smaller than a /48, it will be counted 
as a utilized /48 when assessing existing address utilization for future 
IPv6 allocation requests.

Note: Privacy of customer assignments (prop-007-v001) was implemented in 
2004. APNIC policy no longer requires the registration of assignments 
and sub-allocations to be publicly available. The registration of 
customer assignments is still required, but will be 'hidden' by default.


    12.1. Updating registration details

          LIRs must update the APNIC Whois Database when any of the
          registration information changes. This is the responsibility
          of the LIR concerned, but may be formally delegated to the end
          user as a condition of the original assignment.

    12.2. Registering contact persons

          Administrative and technical contact persons must be
          registered.  In addition, it is mandatory to register an
          Incident Report Team (IRT) object for each allocation and
          assignment record in the APNIC Whois Database.

          The registered administrative contact (admin-c) must be
          someone who is physically located at the site of the network,
          subject to the following exceptions:

          - For residential networks or users, the network's technical
            contact may be registered as admin-c.

          - For networks in exceptional circumstances that make it
            impractical to maintain an on-site administrative contact, 
            an off-site person may be registered as the admin-c.

          The technical contact (tech-c) need not be physically located
          at the site of the network, but must be a person who is
          responsible for the day-to-day operation of the network.